Lee S. Stettner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Steven Stettner, who also goes by Lee Steven Stettner Mr, Lee Stettner, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1993. Lee had worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2020 - July 28, 2025
ICR CAPITAL LLC
December 4, 2014 - November 26, 2019
SOLEBURY CAPITAL LLC
October 1, 2008 - September 19, 2014
J.P. MORGAN SECURITIES LLC
May 12, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 27, 2007 - May 13, 2008
J.P. MORGAN SECURITIES LLC
December 19, 2003 - November 20, 2007
DEUTSCHE BANK SECURITIES INC.
April 23, 1998 - November 21, 2003
CREDIT SUISSE SECURITIES (USA) LLC
April 2, 1997 - June 5, 1998
MORGAN STANLEY & CO. LLC
April 19, 1993 - July 2, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ICR CAPITAL LLC
CRD#: 174952 / SEC#: , 8-69583
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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