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JP

Joseph M. Pereira

PAYCHEX SECURITIES
Rochester, NY 14623
Some features on this profile are disabled
CRD#: 2090964
JP
Joseph Michael PereiraPAYCHEX SECURITIES

Professional summary

Joseph Michael Pereira, who also goes by Joseph M Pereira, Joseph Micha Pereira, Joseph Michael Pereira, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2009. Joseph has worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Aliases

Joseph M Pereira | Joseph Micha Pereira | Joseph Michael Pereira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Michael Pereira's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2026 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623
BD
CRD#: 39733
Rochester, NY
Past

December 11, 2019 - November 9, 2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
Boca Raton, FL
Past

December 11, 2019 - September 18, 2025

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
Boca Raton, FL
Past

July 27, 2016 - November 22, 2017

HARRISDIRECT LLC

RIA
CRD#: 42159
Fort Lauderdale, FL
Past

July 27, 2016 - November 22, 2017

E*TRADE SECURITIES LLC

BD
CRD#: 29106
FT. LAUDERDALE, FL
Past

January 24, 2012 - July 19, 2016

AST INVESTMENT SERVICES, INC.

RIA
CRD#: 108897
SHELTON, CT
Past

January 24, 2012 - July 19, 2016

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

July 2, 2010 - January 7, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW HAVEN, CT
Past

July 2, 2010 - January 7, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW HAVEN, CT
Past

November 27, 2009 - April 29, 2010

EDWARD JONES

RIA
CRD#: 250
SHELTON, CT
Past

November 16, 2009 - April 29, 2010

EDWARD JONES

BD
CRD#: 250
SHELTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/1/2026)
RR
Alaska
(7/7/2026)
RR
Arizona
(7/9/2026)
RR
Arkansas
(7/6/2026)
RR
California
(6/29/2026)
RR
Colorado
(7/1/2026)
RR
Connecticut
(6/30/2026)
RR
Delaware
(6/30/2026)
RR
District of Columbia
(7/1/2026)
RR
Florida
(6/30/2026)
RR
Georgia
(7/1/2026)
RR
Hawaii
(6/30/2026)
RR
Idaho
(6/29/2026)
RR
Illinois
(6/30/2026)
RR
Indiana
(6/30/2026)
RR
Iowa
(7/2/2026)
RR
Kansas
(6/30/2026)
RR
Kentucky
(7/6/2026)
RR
Louisiana
(6/30/2026)
RR
Maine
(6/30/2026)
RR
Maryland
(7/1/2026)
RR
Massachusetts
(7/1/2026)
RR
Michigan
(7/1/2026)
RR
Minnesota
(6/30/2026)
RR
Mississippi
(6/30/2026)
RR
Missouri
(6/29/2026)
RR
Montana
(7/1/2026)
RR
Nebraska
(7/2/2026)
RR
Nevada
(6/30/2026)
RR
New Hampshire
(7/8/2026)
RR
New Jersey
(7/1/2026)
RR
New Mexico
(7/1/2026)
RR
New York
(6/30/2026)
RR
North Carolina
(6/30/2026)
RR
North Dakota
(7/1/2026)
RR
Ohio
(6/29/2026)
RR
Oklahoma
(6/30/2026)
RR
Oregon
(7/2/2026)
RR
Pennsylvania
(6/30/2026)
RR
Rhode Island
(7/2/2026)
RR
South Carolina
(7/7/2026)
RR
South Dakota
(7/1/2026)
RR
Tennessee
(7/2/2026)
RR
Texas
(7/1/2026)
RR
Utah
(6/30/2026)
RR
Vermont
(7/1/2026)
RR
Virginia
(7/1/2026)
RR
Washington
(6/30/2026)
RR
West Virginia
(7/6/2026)
RR
Wisconsin
(6/30/2026)
RR
Wyoming
(7/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/25/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/22/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Loading...

Contact information

Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 387-4312
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
YEZZI, KELLY MPRESIDENT6900749
YEZZI, KELLY MCHIEF COMPLIANCE OFFICER6900749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYCHEX SECURITIES CORPORATION

CRD#: 39733Rochester, NY 14623

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