John K. Silver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kadin Silver, who also goes by John K Silver, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2019 - April 4, 2022
VNTR SECURITIES LLC
September 6, 2016 - July 30, 2019
BTIG, LLC
March 15, 2013 - July 29, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
June 30, 1997 - September 26, 2011
MORGAN STANLEY & CO. LLC
July 20, 1994 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
July 20, 1994 - July 8, 1997
LEHMAN BROTHERS INC.
September 4, 1992 - June 14, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
VNTR SECURITIES LLC
CRD#: 283856 / SEC#: , 8-69768
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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