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MS

Mark A. Sullivan

SCRED SECURITIES US
CAPE MAY, NJ 08204
Some features on this profile are disabled
CRD#: 2090844
MS
Mark Andrew SullivanSCRED SECURITIES US

Professional summary

Mark Andrew Sullivan, who also goes by Mark Sullivan, is a registered financial professional currently at SCRED SECURITIES US LLC located in Cape May, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 14 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 31, Series 7 and Series 3 exams.

Aliases

Mark Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Andrew Sullivan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

SCRED SECURITIES US LLC

Office #1: 1012 Maryland Ave, Cape May, NJ 08204
BD
CRD#: 332432
CAPE MAY, NJ
Past

December 6, 2023 - July 6, 2026

LYNX CAPITAL, LLC

BD
CRD#: 137178
MORAGA, CA
Past

February 18, 2022 - December 5, 2023

SUPERVISION PARTNERS LLC

BD
CRD#: 300528
NEW YORK, NY
Past

May 19, 2020 - February 4, 2022

ELEVATION, LLC

BD
CRD#: 140341
CHARLOTTE, NC
Past

October 26, 2017 - September 19, 2019

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
HOUSTON, TX
Past

September 18, 2015 - July 3, 2017

ULTIMUS FUND DISTRIBUTORS, LLC

BD
CRD#: 104177
CINCINNATI, OH
Past

May 8, 2012 - October 25, 2013

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
NEW YORK, NY
Past

December 14, 2005 - April 17, 2012

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NASHVILLE, TN
Past

October 31, 2002 - March 15, 2006

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NASHVILLE, TN
Past

October 4, 2001 - September 13, 2002

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

January 12, 2000 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

BD
CRD#: 27038
PHOENIX, AZ
Past

January 4, 1999 - August 30, 1999

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

June 16, 1998 - December 31, 1998

FPS BROKER SERVICES, INC.

BD
CRD#: 25065
KING OF PRUSSIA, PA
Past

September 8, 1995 - June 10, 1996

NICHOLAS-APPLEGATE SECURITIES LLC

BD
CRD#: 31205
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(7/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/20/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/9/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 9/24/1993
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SCRED SECURITIES US LLC
SCRED SECURITIES LLC | SCRED SECURITIES US LLC

CRD#: 332432 / SEC#: , 8-71275

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1012 Maryland Ave, Cape May, NJ 08204
Mailing Address
1012 Maryland Ave, Cape May, NJ 08204
Phone number
(201) 259-2266
Established
Delaware since 07/15/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAYFAIR POINTE FINANCIAL LLCSOLE MEMBER
DREPAUL, ROSHNI ARUNAFINOP, PFO, POO6487453
MARLIN, ROSS EVANCHIEF COMPLIANCE OFFICER6931826
SCHRAFF, JOHN JOSEPH JRCHIEF EXECUTIVE OFFICER1764552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCRED SECURITIES US LLC

CRD#: 332432Cape May, NJ 08204

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