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IS

Irving Stitsky

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CRD#: 2090711
IS

Professional summary

Irving Stitsky was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Irving is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Irving had worked at 1 firm, which includes STRATTON OAKMONT INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 11, 1990 - July 25, 1995

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/10/1992
General Securities Principal Examination

Current Firm

SO
STRATTON OAKMONT INC.
OAKMONT SECURITIES INC. | VALENOTI SECURITIES INC. | STRATTON OAKMONT INC.

CRD#: 18692 / SEC#: , 8-36919

BD
Cancelled by SEC on 01/31/2007
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/23/1986
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATTON OAKMONT INC.

CRD#: 18692

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