Kevin S. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Scott Fitzgerald was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1971. Kevin had worked at 5 firms and has passed the Series 63, Series 62, Series 22, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2005 - October 4, 2011
U.S. SELECT SECURITIES LLC
August 5, 1988 - July 19, 1999
FIRST SIERRA INVESTMENT COMPANY, INC.
July 23, 1976 - September 23, 1988
HIGHLANDS SECURITIES CORPORATION
February 4, 1974 - December 20, 1975
INCOME-EQUITIES MARKETING CORPORATION
April 23, 1971 - February 1, 1972
PACIFIC AMERICAN FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/26/2005
Corporate Securities Limited Representative ExaminationSeries 1
Date: 4/17/1971
Registered Representative ExaminationSeries 00
Date: 1/17/1974
General Securities Principal ExaminationCurrent Firm
U.S. SELECT SECURITIES LLC
CRD#: 133082 / SEC#: , 8-66680
Contact information
Documents
Red Flags
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