John P. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Fitzgerald was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 14 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2001 - May 29, 2013
BISHOP, ROSEN & CO., INC.
January 12, 1999 - April 26, 2001
GILFORD SECURITIES INCORPORATED
January 15, 1998 - December 11, 1998
M.S. FARRELL & COMPANY, INC.
April 3, 1997 - January 6, 1998
GKN SECURITIES CORP.
February 12, 1996 - March 19, 1997
THE BOSTON GROUP
January 20, 1992 - January 15, 1996
TUCKER ANTHONY INCORPORATED
May 5, 1988 - January 15, 1992
CIBC WORLD MARKETS CORP.
August 5, 1986 - June 9, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
August 7, 1985 - August 5, 1986
CITIGROUP GLOBAL MARKETS INC.
October 16, 1984 - August 29, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
July 27, 1984 - September 28, 1984
BECKER PARIBAS INCORPORATED
June 26, 1984 - August 7, 1984
LEHMAN BROTHERS INC.
February 22, 1978 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
August 24, 1977 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
July 3, 1972 - July 24, 1977
CIBC WORLD MARKETS CORP.
September 29, 1969 - August 28, 1972
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamSeries 1
Date: 12/23/1968
Registered Representative ExaminationCurrent Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
