John E. Lundy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Lundy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - July 1, 2026
FRANKLIN DISTRIBUTORS, LLC
October 21, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
June 29, 2005 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 13, 2000 - June 17, 2005
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 3, 1997 - March 6, 2000
AMUNDI DISTRIBUTOR US, INC.
January 1, 1997 - October 17, 1997
NUVEEN SECURITIES, LLC
October 5, 1994 - January 1, 1997
FLAGSHIP FUNDS INC.
February 25, 1993 - July 20, 1994
CAPITAL CLIENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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