Robert E. Heath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Heath was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1990. Robert had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - September 11, 2015
FORTA FINANCIAL GROUP, INC.
December 3, 2012 - September 11, 2015
FORTA FINANCIAL GROUP, INC.
December 17, 2008 - December 4, 2012
EQUITABLE ADVISORS, LLC
December 17, 2008 - December 4, 2012
EQUITABLE ADVISORS, LLC
March 24, 1998 - December 22, 2008
VALIC FINANCIAL ADVISORS, INC.
March 17, 1998 - December 22, 2008
VALIC FINANCIAL ADVISORS, INC.
September 21, 1990 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTA FINANCIAL GROUP, INC.
CRD#: 28784 / SEC#: 801-113100, 8-43930
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 5 |
Red Flags
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