William T. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Henderson, who also goes by William T Henderson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 14 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2023 - January 31, 2024
VISTIA CAPITAL, LLC
October 11, 2022 - December 8, 2022
PROMETHEUS FINANCIAL, LLC
March 1, 2017 - January 29, 2021
XTON FINANCIAL LLC
December 8, 2016 - January 29, 2021
XTON FINANCIAL LLC
July 31, 2013 - December 31, 2013
IPI WEALTH MANAGEMENT, INC.
July 31, 2013 - December 31, 2013
INVESTMENT PLANNERS, INC.
January 6, 2012 - June 19, 2014
ZETEO CAPITAL SERVICES, LLC
March 22, 2010 - December 2, 2011
SMH CAPITAL ADVISORS LLC
March 3, 2010 - December 2, 2011
SANDERS MORRIS LLC
January 3, 2005 - March 5, 2009
FORESIDE FUND SERVICES, LLC
October 18, 1996 - December 31, 2004
MOMENTUM INDEPENDENT NETWORK INC.
January 12, 1994 - September 18, 1996
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
February 20, 1992 - August 4, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 20, 1992 - August 4, 1993
OSAIC FA, INC.
September 7, 1990 - February 6, 1992
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/6/2022
General Securities Representative ExaminationCurrent Firm
VISTIA CAPITAL, LLC
CRD#: 311342 / SEC#: , 8-70643
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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