Douglas M. Wilde

WILDE CAPITAL MANAGEMENT

CLEVELAND, OH 44114

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CRD#: 2089465

Professional summary

Douglas Meyer Wilde, who also goes by Doug Wilde, Douglas Wilde, is a registered financial advisor currently at WILDE CAPITAL MANAGEMENT, LLC located in Cleveland, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Douglas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Wilde | Douglas Wilde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Douglas Meyer Wilde is a registered analyst with Cirrus Research, LLC, an independent investment research firm. His responsibilities include investment research and portfolio construction. He spends 10 hours a month during trading hours to this activity. 10% of total yearly compensation derives from this business. 2. Managing Partner at Wilde Capital Management, LLC an RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Meyer Wilde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2015 - Present

WILDE CAPITAL MANAGEMENT, LLC

Office #1: East 9th Street Suite 750, Cleveland, OH 44114

RIA

CRD#: 281891

CLEVELAND, OH

Past

December 14, 2020 - January 5, 2024

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 174670

Branchburg, NJ

Past

October 27, 2017 - August 6, 2019

CIRRUS RESEARCH, LLC

CRD#: 143800

NEW YORK, NY

Past

November 9, 2009 - August 28, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

November 2, 2004 - August 28, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 4, 1997 - October 26, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/6/2015)

IAR

Ohio
(3/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 4/4/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 3/8/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 2/11/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/14/2005

General Securities Principal Examination

Current Firm

WILDE CAPITAL MANAGEMENT, LLC

CRD#: 281891 / SEC#: 801-106891

RIA

Registered Investment Advisory firm - (11/7/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (4/13/2017 Approved)

Ohio

Registered Investment Advisory firm - (3/19/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

East 9th Street Suite 750, Cleveland, OH 44114

Mailing Address

Phone number

(917) 733-2713

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 10,235,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Wilde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Meyer Wilde's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC

CIRRUS RESEARCH, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2009

Series 63

Date: 8/10/1990

SIE

Date: 10/1/2018

Series 86

Date: 4/4/2005

Series 87

Date: 3/8/2005

Series 7

Date: 2/11/1997

Series 24

Date: 11/14/2005

Current Firm

WILDE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILDE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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