John T. Dressler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Theodore Dressler, CFP®, who also goes by John Dressler, Theo (tao) Dressler, Theo Dressler, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
January 4, 2022 - January 19, 2024
BLUE ROCK FINANCIAL GROUP
August 17, 2015 - December 16, 2016
SECURIAN FINANCIAL SERVICES, INC.
June 16, 2015 - December 16, 2016
SECURIAN FINANCIAL SERVICES, INC.
July 6, 1993 - October 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 1990 - July 13, 1993
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
BLUE ROCK FINANCIAL GROUP
CRD#: 298558 / SEC#: 801-117998
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE ROCK FINANCIAL GROUP
CRD#: 298558 / SEC#: 801-117998
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 335,047,553 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
