Daniel P. Brown

RICHARDSON CAPITAL MANAGEMENT

Menomonee Falls, WI 53051

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CRD#: 2089350

Professional summary

Daniel Patrick Brown is a registered financial advisor currently at RICHARDSON CAPITAL MANAGEMENT, LLC located in Menomonee Falls, Wisconsin.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2017 - Present

RICHARDSON CAPITAL MANAGEMENT, LLC

Office #1: W134 N8688 Executive Parkway, Menomonee Falls, WI 53051

RIA

CRD#: 130985

Menomonee Falls, WI

Past

February 11, 2014 - May 12, 2017

ANNEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 127987

ELM GROVE, WI

Past

June 8, 2012 - May 13, 2013

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

CHICAGO, IL

Past

February 1, 1999 - June 8, 2012

M&I INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 109802

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD#: 130985 / SEC#: 801-63149

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(5/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD#: 130985 / SEC#: 801-63149

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

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Contact information

Main Address

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051

Mailing Address

Phone number

(262) 255-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 526,467,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/02/2025	Cover Page	Report
10/18/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel P. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICHARDSON CAPITAL MANAGEMENT, LLC

ANNEX WEALTH MANAGEMENT, LLC

BMO ASSET MANAGEMENT CORP.

M&I INVESTMENT MANAGEMENT CORP.

Primary Firm SEC Registration

RICHARDSON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

RICHARDSON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RICHARDSON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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