Jeffrey S. Lambert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Lambert, who also goes by Jeff Lambert, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 4 firms and has passed the Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2012 - July 31, 2014
SRT SECURITIES LLC
January 24, 2006 - December 19, 2012
SHORELINE TRADING GROUP LLC
August 10, 1992 - September 6, 2005
STROME SECURITIES, L.P.
July 17, 1992 - August 10, 1992
STROME SECURITIES, L.P.
July 29, 1991 - July 27, 1992
KAYNE, ANDERSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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