Sharon L. Nasief-dubarry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon L Nasief-dubarry, who also goes by Sharon L Allgeier, Sharon Lynn Allgeier, Sharon L Nasief, Sharon Lynn Nasief, Sharon Nasief, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1991. Sharon had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2014 - March 7, 2019
MWM ADVISORY
April 4, 2012 - October 28, 2015
LPL FINANCIAL LLC
April 4, 2012 - July 6, 2018
LPL FINANCIAL LLC
March 8, 2011 - February 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2011 - February 27, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 2010 - February 25, 2011
MORGAN STANLEY
March 24, 2010 - February 25, 2011
MORGAN STANLEY
November 13, 2009 - March 24, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - March 24, 2010
PNC WEALTH MANAGEMENT LLC
March 12, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
March 12, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
July 4, 2006 - March 20, 2008
UBS FINANCIAL SERVICES INC.
April 15, 2004 - March 20, 2008
UBS FINANCIAL SERVICES INC.
January 2, 2004 - April 28, 2004
ADVEST, INC.
February 26, 1991 - December 19, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MWM ADVISORY
CRD#: 166411 / SEC#: 801-106583
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
