CB
Claudia M. Batlle
VECTORGLOBAL IAG
Miami, FL 33131
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CRD#: 2089161
CB
Professional summary
Claudia Maria De La Paz Batlle, CFP® is a registered financial advisor currently at VECTORGLOBAL IAG, INC. located in Miami, Florida and SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida.
Claudia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Claudia has worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FPMI LLC DBA FPW INTERNATIONAL: CEO AND PARTNER. STARTING ON JANUARY 2019 WILL OFFER FINANCIAL PLANNING FOR WOMEN WORKSHOPS - PERSONAL FINANCE EDUCATION. I WILL DEVOTE APPROXIMATELY 40 HOURS PER MONTH AND WILL BE AFTER SECURITIES TRADING HOURS (EVENINGS AND WEEKENDS). 2. SEAVIEW FINANCIAL SERVICES- COMPANY HAS NOT ACTIVITY YET- PARTICIPATION -100% 3. SEAVIEW FARM LLC- BUSINESS SHARED WITH DAUGTHER-PURCHASE & TRAIN HORSES FOR RESALE-FUNDING AND PROVIDING BUSINESS CONSULTING TO MY DAUGHTER 4. FUNDACION MANOS DEL SUR NON-PROFIT ORGANIZATION FOR CHILDREN IN LATIN AMERICA. ESTABLISHED IN 1998 TITLE: FOUNDING DIRECTOR HOURS DEDICATED: ONLY 3-4 TIMES PER YEAR ON FUNDRAISING EVENTS WWW.MANOSDELSUR.ORG 5. VECTORGLOBAL IAG: FAMILY OFFICE PRINCIPAL & ASSET MANAGEMENT DIRECTOR. IN CHARGE OF ALL DISCRETIONARY INVESTMENTS. ADDRESS: 1001 BRICKELL BAY DRIVE, SUITE 1900, MIAMI, FL 33131. VECTORGLOBAL IAG IS AN RIA. I STARTED ON 01/2012, I WORK APPROXIMATELY 200 HOURS PER MONTH, I AM PERMANENTLY IN THE OFFICE DURING TRADING HOURS. SEAVIEW INVESTMENT MANAGERS-ADVISORY SERVICES- FOUNDER & CIO. 6. GlobalTamp LLC- Company has no activity yet Nature of Business- Development of Technology tools for investment. Participation- 100%
CRS (Client Relationship Summary) - RIA
Click below to view Claudia Maria De La Paz Batlle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 30, 2012 - Present
VECTORGLOBAL IAG, INC.
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131RIA
CRD#: 147129
Miami, FL
Current
July 23, 2019 - Present
SEAVIEW INVESTMENT MANAGERS LLC
Office #1: 2 Alhambra Plaza Suite 802, Coral Gables, FL 33134RIA
CRD#: 300155
Coral Gables, FL
Current
July 27, 2011 - Present
VECTORGLOBAL WMG
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131Office #2: 1001 Brickell Bay Drive, Suite 1900, Miami, FL 33131BD
CRD#: 32396
Miami, FL
Past
April 30, 2012 - December 31, 2014
VECTORGLOBAL IAG, INC.
RIA
CRD#: 147129
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(12/12/2017)
IAR
Florida(4/30/2012)
RR
Florida(8/25/2023)
RR
New Jersey(10/26/2017)
RR
Texas(4/30/2015)
IAR
Texas(5/14/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
Phone number
(305) 350-3350
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,833 |
| AUM (Assets Under Management) | $ 1,692,879,789 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VECTORGLOBAL IAG, INC.
CRD#: 147129Miami, FL 33131TRUST BUT VERIFY
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