James C. Rogers
Professional summary
James Charles Victor Rogers, who also goes by James Rogers, Jim Rogers, is a registered financial professional currently at PETRIE PARTNERS SECURITIES, LLC located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1990. James has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Charles Victor Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2019 - Present
PETRIE PARTNERS SECURITIES, LLC
Office #1: 600 Travis Street, Suite 7400, Houston, TX 77002June 10, 2015 - March 20, 2019
GREENHILL & CO., LLC
May 18, 2011 - May 15, 2015
TD SECURITIES (USA) LLC
May 9, 2006 - May 16, 2011
DEUTSCHE BANK SECURITIES INC.
November 28, 1997 - May 25, 2006
CITIGROUP GLOBAL MARKETS INC.
September 27, 1990 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2019)
(5/1/2019)
Exams
FINRA
Current Firm
PETRIE PARTNERS SECURITIES, LLC
CRD#: 131783 / SEC#: , 8-66503
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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Company Information
PETRIE PARTNERS SECURITIES, LLC
CRD#: 131783Houston, TX 77002TRUST BUT VERIFY
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