Robert L. Fitch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lloyd Fitch, who also goes by Bob Fitch, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2015 - March 3, 2021
VALMARK SECURITIES, INC.
June 4, 2004 - February 2, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 1, 2003 - June 9, 2004
WALNUT STREET SECURITIES, INC.
June 26, 1996 - June 9, 2021
JAMES RIVER ASSET MANAGEMENT, LLC
May 7, 1996 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
March 30, 1990 - May 9, 1996
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
November 1, 1989 - June 11, 1993
NEW ENGLAND SECURITIES
July 28, 1986 - March 31, 1990
LCP CAPITAL CORP.
September 16, 1981 - August 4, 1986
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/5/1973
Registered Representative ExaminationCurrent Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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