Michael Stein

EGGZ

CHARLEMONT, MA 01370

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CRD#: 2089106

Professional summary

Michael Stein is a registered financial advisor currently at EGGZ located in Charlemont, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2026 - Present

EGGZ

Office #1: 111 East Oxbow Road, Charlemont, MA 01370

RIA

CRD#: 339061

CHARLEMONT, MA

Past

December 14, 2018 - October 14, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

East Longmeadow, MA

Past

November 9, 2018 - October 14, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

East Longmeado, MA

Past

August 18, 2014 - December 14, 2018

OHANESIAN / LECOURS, INC.

RIA

CRD#: 23757

SPRINGFIELD, MA

Past

August 18, 2014 - December 14, 2018

OHANESIAN / LECOURS, INC.

CRD#: 23757

SPRINGFIELD, MA

Past

May 8, 2014 - August 22, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

AGAWAM, MA

Past

September 25, 1990 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 25, 1990 - August 22, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

AGAWAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EGGZ

EGGZ | OXBOW HOLDINGS, INC. | OXBOW HOLDINGS INC.

CRD#: 339061 / SEC#: 801-135143

RIA

Registered Investment Advisory firm - (1/13/2026 120-Day Approval)

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Contact information

Main Address

111 East Oxbow Road, Charlemont, MA 01370

Mailing Address

Phone number

(413) 625-6356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- OXBOW HOLDINGS, INC. DBA EGGZ (12/12/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Stein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

OHANESIAN / LECOURS, INC.

OHANESIAN / LECOURS, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/1998

Series 63

Date: 10/24/1990

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2001

Series 6

Date: 9/24/1990

Current Firm

EGGZ

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

EGGZ

TRUST BUT VERIFY

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