Michael A. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Bradley, who also goes by Michael Anthony Gonzalez, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2015 - October 22, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 10, 2015 - October 22, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 4, 1994 - August 25, 2015
LPL FINANCIAL LLC
November 2, 1993 - August 25, 2015
LPL FINANCIAL LLC
July 9, 1991 - November 4, 1993
W.J. NOLAN & COMPANY, INC.
March 12, 1991 - April 25, 1991
FIRST CHOICE SECURITIES CORP.
January 30, 1991 - March 14, 1991
H. STARR FINANCIAL CORP.
January 10, 1991 - February 5, 1991
FIRST CHOICE SECURITIES CORP.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
