Jeffry Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffry Schneider, who also goes by Jeff Schneider, Jeffrey Schneider, was a registered financial advisor .
Jeffry is a previously registered financial advisor and started their career in finance in 1991. Jeffry had worked at 12 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2017 - April 22, 2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC
May 29, 2013 - April 13, 2017
AXIOM CAPITAL MANAGEMENT, INC.
September 28, 2012 - June 5, 2013
DIVINE CAPITAL MARKETS LLC
March 17, 2009 - September 28, 2012
WESTPARK WEALTH ADVISORS, INC.
March 16, 2009 - September 28, 2012
IMS SECURITIES, INC.
May 1, 2007 - June 9, 2009
FIRST UNION SECURITIES, INC.
November 23, 2004 - April 11, 2007
J.P.R. CAPITAL CORP.
May 29, 2002 - May 18, 2004
AXIOM CAPITAL MANAGEMENT, INC.
March 18, 1997 - May 24, 2002
CIBC WORLD MARKETS CORP.
October 25, 1995 - March 27, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 1994 - October 26, 1995
CITIGROUP GLOBAL MARKETS INC.
January 10, 1992 - June 28, 1994
UBS FINANCIAL SERVICES INC.
March 15, 1991 - December 2, 1991
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
ASCENDANT ALTERNATIVE STRATEGIES, LLC
CRD#: 283881 / SEC#: , 8-69769
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
