BE
Brent A. Erickson
GWN SECURITIES
Williamston, MI 48895
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CRD#: 2088781
BE
Professional summary
Brent Alan Erickson is a registered financial advisor currently at GWN SECURITIES INC. located in Williamston, Michigan.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Brent has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GOVERNMENTAL BENEFITS GROUP, INC.- 148 E. GRAND RIVER AVE. #202, WILLIAMSTON , MI 48895 OUR GWN LOCAL OFFICE IS GOVERNMENTAL BENEFITS GROUP. WE PROVIDE BENEFIT PROGRAMS TO GOVERNMENTAL AGENCIES. WHILE A GOOD PORTION OF OUR TIME IS DEVOTED TO INVESTMENTS, WE ALSO PROVIDE INSURANCE PRODUCTS AS WELL. I HAVE BEEN WITH GBG SINCE 1987. ERICKSON SERVOCES NOT INVESTMENT RELATED; SPOUSE OF THE OWNER; 0 HR PER MONTH AND 0 DURING TRADING HOURS; START DATE: 04/01/2017: ADDRESS: 4426 CONGDON DRIVE WILLIAMSTON MI 48895; NATURE: LCC that was established for my wife's various business activities in order to do tax withholding. She is the only compensated person. BUSINESS DESCRIPTION: My only duty was I paid the state registration.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Alan Erickson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brent Alan Erickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2010 - Present
GWN SECURITIES INC.
Office #1: 148 E. Grand River Road #202, Williamston, MI 48895RIA
BD
CRD#: 128929
Williamston, MI
Current
April 24, 2007 - Present
GWN SECURITIES INC.
Office #1: 148 E. Grand River Road #202, Williamston, MI 48895RIA
BD
CRD#: 128929
Williamston, MI
Past
February 15, 2005 - May 2, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
WILLIAMSTON, MI
Past
August 1, 2000 - February 15, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
October 10, 1990 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
BD
CRD#: 4257
ELGIN, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(4/24/2007)
IAR
Michigan(2/1/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Williamston, MI 48895TRUST BUT VERIFY
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Contact information
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