JC
James Clark
PACKERLAND BROKERAGE SERVICES
Detroit , MI 48207
Some features on this profile are disabled
CRD#: 2088728
JC
Professional summary
James Clark, CFP®, who also goes by James Clark Sr, James Clark, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Detroit , Michigan.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Clark Sr | James Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Clark Financial Services LLC~'NIR'~2711 E. Jefferson, Ste. 206~Detroit~MI~48207~Other~Owner~12/1/2006~90hrs~70hrs~Review Family and business client insurance to ensure coverages are up to date.|Rental Property~'NIR'~18696 Gruebner~Detroit~MI~48234~Rental Property~Owner~6/1/2012~8hrs~6hrs~Advertise through internet and news papers when property is vacant. Process applications for new applicants. Lease and inspect property for new move ins. On call for issues residents may have, such as home repairs|Rental Property~'NIR'~14167 Carlisle~Detroit~MI~48205~Rental Property~Owner~6/1/2012~1hrs~0hrs~Advertise through internet and news papers when property is vacant. Process applications for new applicants. Lease and inspect property for new move ins. On call for issues residents may have, such as home repairs.|Rental Property~'NIR'~12074 Kenmoor~Detroit~MI~48205~Rental Property~Owner~3/1/2008~8hrs~6hrs~Advertise through internet and newspaper when property is vacant. Process applicants for new Applications, lease and inspect property for new move ins. On call for issues resident my have, such as repairs.|HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~8/7/2018~100hrs~80hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~8/17/2018~15hrs~9hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|Rental Property~'NIR'~17594 Warwick~Detroit~MI~48219~Rental Property~Owner~3/1/2008~8hrs~6hrs~Advertise through internet and newspaper when property is vacant. Process application for new applicants. Lease and inspect property for new move ins. On call for issues residents may have, such as home repairs.|Health Insurance~'NIR'~2711 E Jefferson Ave Ste 206~Detroit~MI~48207~Insurance Agent~Agent~10/10/2019~20hrs~20hrs~Setting appointments, giving presentation for individual concerning health Insurance.|
CRS (Client Relationship Summary) - RIA
Click below to view James Clark's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
February 27, 2025 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 2711 E Jefferson Ave Suite 206, Detroit , MI 48207RIA
BD
CRD#: 37031
Detroit , MI
Current
February 27, 2025 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 2711 E Jefferson Ave Suite 206, Detroit , MI 48207RIA
BD
CRD#: 37031
Detroit , MI
Past
August 17, 2018 - October 24, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Detroit, MI
Past
August 17, 2018 - October 24, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Detroit, MI
Past
August 16, 2010 - June 27, 2018
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DETROIT, MI
Past
January 6, 2010 - June 27, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DETROIT, MI
Past
November 29, 2006 - December 10, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
DETROIT, MI
Past
January 14, 1993 - November 30, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(2/27/2025)
IAR
Michigan(2/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031Detroit , MI 48207TRUST BUT VERIFY
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