Carl V. Zangardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Vincent Zangardi was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1990. Carl had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 33, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2006 - November 27, 2007
INTECH
March 27, 2003 - January 21, 2016
JANUS HENDERSON DISTRIBUTORS US LLC
October 17, 1990 - May 1, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Primary Firm SEC Registration
INTECH
CRD#: 119232 / SEC#: 801-60987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 33
Date: 8/31/1998
Financial Instruments ExaminationCurrent Firm
INTECH
CRD#: 119232 / SEC#: 801-60987
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 13,373,126,148 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
