Roberta M. Capuano
Professional summary
Roberta Marie Capuano, who also goes by Roberta Capuano, is a registered financial advisor currently at SIGNET INVESTMENT ADVISORY GROUP, INC. located in Providence, Rhode Island.
Roberta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Roberta has worked at 1 firm and has passed the Series 65, Series 63, Series 2 and Series 24 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roberta Marie Capuano's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2003 - Present
SIGNET INVESTMENT ADVISORY GROUP, INC.
Office #1: 101 Dyer Street, Suite 3c, Providence, RI 02903Primary Firm SEC Registration
SIGNET INVESTMENT ADVISORY GROUP, INC.
CRD#: 123910 / SEC#: 801-61636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/6/2018)
(2/19/2003)
(4/25/2017)
Exams
Series 2
Date: 8/23/1991
Non-Member General Securities ExaminationCurrent Firm
SIGNET INVESTMENT ADVISORY GROUP, INC.
CRD#: 123910 / SEC#: 801-61636
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 746 |
| AUM (Assets Under Management) | $ 394,056,372 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 12/23/2024 | ||
| 07/26/2023 |
Red Flags
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