Jeffrey B. Marasso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Bruce Marasso, who also goes by Jeff Marasso, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1990. Jeffrey had worked at 7 firms and has passed the Series 63, Series 2, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2001 - November 29, 2004
LIGHTHOUSE CAPITAL CORPORATION
October 18, 2000 - June 26, 2001
METROPOLITAN INVESTMENT SECURITIES, INC.
September 12, 1997 - December 23, 1999
VOYA FINANCIAL ADVISORS, INC.
June 21, 1995 - July 31, 1997
CENTAURUS FINANCIAL, INC.
June 6, 1994 - June 7, 1995
WMA SECURITIES, INC.
June 17, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 22, 1990 - April 30, 1993
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/15/1996
Non-Member General Securities ExaminationCurrent Firm
LIGHTHOUSE CAPITAL CORPORATION
CRD#: 41812 / SEC#: , 8-49576
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
