Timothy J. Clift
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Clift, who also goes by Timothy John Clift Mr., Tim Clift, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2023 - November 8, 2023
POLARIS WEALTH ADVISORY GROUP
November 14, 2022 - February 1, 2024
RWA WEALTH PARTNERS
September 30, 1996 - December 31, 2001
MOORS & CABOT, INC.
April 22, 1995 - November 8, 2022
ENVESTNET PORTFOLIO SOLUTIONS, INC.
December 3, 1990 - November 22, 1994
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLARIS WEALTH ADVISORY GROUP
CRD#: 158718 / SEC#: 801-72654
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,317 |
| AUM (Assets Under Management) | $ 1,508,968,850 |
Red Flags
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