Matthew A. Malaney
Professional summary
Matthew Ames Malaney, who also goes by Matthew Malaney, is a registered financial advisor currently at BROADLAKE FINANCIAL MANAGEMENT located in South Burlington, Vermont.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Matthew has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ames Malaney's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2007 - Present
BROADLAKE FINANCIAL MANAGEMENT
Office #1: 99 Swift Street Suite 305, South Burlington, VT 05403-7360September 28, 1990 - February 25, 1993
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BROADLAKE FINANCIAL MANAGEMENT
CRD#: 105057 / SEC#: 801-34761
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2007)
Exams
Current Firm
BROADLAKE FINANCIAL MANAGEMENT
CRD#: 105057 / SEC#: 801-34761
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,157 |
| AUM (Assets Under Management) | $ 369,018,994 |
Red Flags
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Company Information
BROADLAKE FINANCIAL MANAGEMENT
CRD#: 105057South Burlington, VT 05403-7360TRUST BUT VERIFY
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