John M. Wurzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Mitchell Wurzer, who also goes by Mitch Wurzer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 6 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2025 - July 11, 2026
SCHWAB WEALTH ADVISORY, INC.
September 23, 2025 - December 15, 2025
CHARLES SCHWAB & CO., INC.
September 23, 2025 - July 11, 2026
CHARLES SCHWAB & CO., INC.
January 3, 2018 - June 2, 2025
T. ROWE PRICE ASSOCIATES, INC.
March 28, 2017 - June 2, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.
February 19, 2002 - December 31, 2002
AMERICAN CENTURY BROKERAGE, INC.
January 25, 1992 - December 31, 2016
AMERICAN CENTURY INVESTMENT SERVICES INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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