Henry Barskie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Barskie was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1990. Henry had worked at 12 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1997 - December 8, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
December 10, 1996 - June 17, 1997
MEYERS POLLOCK ROBBINS, INC.
October 8, 1996 - October 22, 1996
L.B. SAKS, INC.
July 23, 1996 - October 23, 1996
MEYERS POLLOCK ROBBINS, INC.
March 21, 1996 - June 20, 1996
MATRIX SECURITIES CORPORATION
December 19, 1995 - March 26, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
November 14, 1995 - December 18, 1995
PARAGON CAPITAL MARKETS, INC.
May 26, 1995 - June 23, 1995
TOLUCA PACIFIC SECURITIES CORP.
April 25, 1995 - May 31, 1995
SHAMROCK PARTNERS, LTD
November 10, 1994 - July 11, 1995
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
March 16, 1994 - September 9, 1994
MORGAN STANLEY DW INC.
January 20, 1994 - February 7, 1994
L.C. WEGARD & CO., INC.
October 3, 1990 - March 5, 1992
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LIBERTY INVESTMENT GROUP, INC.
CRD#: 3536 / SEC#: , 8-6824
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMONWEALTH INV. GRP | OWNER | |
| EMINENTE, CHRISTIAN LUCIANO | EXEC. VP | 2109308 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
