George H. Malagon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Honorato Malagon JR, who also goes by George Honorato Malagon, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1990. George had worked at 10 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1999 - January 30, 2002
SALOMON GREY FINANCIAL CORPORATION
August 20, 1997 - April 6, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
April 15, 1997 - July 8, 1997
FIRST COLONIAL SECURITIES
November 1, 1996 - April 24, 1997
SUPPES SECURITIES, INC.
June 1, 1995 - August 22, 1996
INVESTORS ASSOCIATES, INC.
February 21, 1995 - June 2, 1995
CORTLANDT CAPITAL CORPORATION
December 19, 1994 - February 21, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
February 26, 1994 - January 3, 1995
GRUNTAL & CO., L.L.C.
August 24, 1992 - February 23, 1994
AXIOM CAPITAL MANAGEMENT, INC.
March 20, 1991 - August 11, 1992
CITIGROUP GLOBAL MARKETS INC.
August 22, 1990 - February 4, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
