GS
Gary F. Shondeck
J. W. COLE ADVISORS
GUNNISON, CO 81230
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CRD#: 2087907
GS
Professional summary
Gary Francis Shondeck is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Gunnison, Colorado and J.W. COLE FINANCIAL, INC. located in Gunnison, Colorado.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Shondeck Financial Services & Insurance, Inc.; DBA; Investment Related; 114 North Boulevard Street, Suite 102/105 Gunnison, CO 81230; Sales Representative; To continue to sell insurance products, Life, Health, Disability and Long Term care, to continue to sell investment products as the primary focus; Start 7/1/2023; 80 hours/month during trading. (2) Gary and Karen Shondeck; Not Investment Related; 114 North Boulevard Street Suite 102 and 105, Gunnison, CO 81230???????; Rental for leasing office spaces to Shondeck Financial Service and Insurance, Inc; Property Owner; Start 8/20/2025; 1 hour/month during trading
CRS (Client Relationship Summary) - RIA
Click below to view Gary Francis Shondeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 114 North Boulevard Suite 102, Gunnison, CO 81230Office #2: 214 6th Street #9, Crested Butte, CO 81230RIA
CRD#: 112294
GUNNISON, CO
Current
June 29, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 114 North Boulevard Suite 102/105, Gunnison, CO 81230Office #2: 214 6th Street #9, Crested Butte, CO 81230BD
CRD#: 124583
GUNNISON, CO
Past
March 25, 2017 - June 30, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
GUNNISON, CO
Past
March 25, 2017 - June 30, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
GUNNISON, CO
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
GUNNISON, CO
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
GUNNISON, CO
Past
January 1, 1999 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
GUNNISON, CO
Past
September 7, 1990 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
GUNNISON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/2/2025)
RR
Colorado(6/29/2017)
IAR
Colorado(6/29/2017)
RR
Illinois(4/11/2024)
RR
Kansas(1/2/2018)
RR
Minnesota(6/29/2017)
RR
Montana(2/3/2023)
RR
New Mexico(9/29/2021)
RR
Texas(6/29/2017)
RR
Wisconsin(1/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
