Julie J. Levenson

LA HONDA ADVISORS LLC

Palo Alto, CA 94301

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CRD#: 2087780

Professional summary

Julie Jo Levenson is a registered financial professional currently at LA HONDA ADVISORS LLC located in Palo Alto, California.

Julie is registered as a RR (Registered Representative) and started their career in finance in 1990. Julie has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2013 - Present

LA HONDA ADVISORS LLC

Office #1: 855 El Caminom Real, Bldg 4 Suite 272, Palo Alto, CA 94301Office #2: 770 Menlo Avenue, Suite 230, Menlo Park, CA 94025

CRD#: 165045

Palo Alto, CA

Past

June 26, 2012 - October 25, 2013

NOLAN SECURITIES CORP.

CRD#: 27984

MONTEREY, MA

Past

October 1, 2010 - September 26, 2012

PGP CAPITAL ADVISORS, LLC

CRD#: 128797

LOS ANGELES, CA

Past

November 13, 2007 - August 31, 2010

COWEN AND COMPANY

CRD#: 7616

SAN FRANCISCO, CA

Past

August 13, 2004 - November 20, 2007

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

SAN FRANCISCO, CA

Past

February 7, 2003 - July 27, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 19, 2000 - October 2, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 9, 1998 - August 24, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 13, 1990 - March 12, 1993

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/12/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LA HONDA ADVISORS LLC

CRD#: 165045 / SEC#: , 8-69130

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

770 Menlo Avenue, Suite 230, Menlo Park, CA 94025

Mailing Address

83 Marymont Ave., Atherton, CA 94027

Phone number

(650) 400-1068

Established

California since 09/20/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KETSDEVER, DAVID TODD	MEMBER, EXECUTIVE REPRESENTATIVE	1772891
LEVENSON, JULIE JO	MEMBER, CCO	2087780
SMITH, EDWARD MERRILL	FINOP CFO	3143679

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Julie J. Levenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Jo Levenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOLAN SECURITIES CORP.

PGP CAPITAL ADVISORS, LLC

COWEN AND COMPANY

HOULIHAN LOKEY CAPITAL, INC.

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/2000

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/3/1990

Series 14

Date: 1/2/2023

Series 24

Date: 6/12/2001

FINRA

Current Firm

LA HONDA ADVISORS LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LA HONDA ADVISORS LLC

TRUST BUT VERIFY

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