Scott F. Wright
Professional summary
Scott Fitzgerald Wright was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Scott had worked at 15 firms, which includes CION SECURITIES LLC, CCO CAPITAL LLC, DIRECT CAPITAL SECURITIES INC., EMPIRE SECURITIES CORPORATION, HINES PRIVATE WEALTH SOLUTIONS LLC, PERSHING LLC, GLOBAL ATLANTIC DISTRIBUTORS LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, FEDERATED SECURITIES CORP., PRUDENTIAL EQUITY GROUP LLC, BA INVESTMENT SERVICES INC., CITIGROUP GLOBAL MARKETS INC., CINCINNATI ANALYSTS INC., CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2010 - April 13, 2011
CION SECURITIES, LLC
May 19, 2008 - July 8, 2010
CCO CAPITAL, LLC
August 13, 2007 - January 4, 2008
DIRECT CAPITAL SECURITIES, INC.
July 28, 2006 - March 8, 2007
EMPIRE SECURITIES CORPORATION
February 20, 2004 - June 16, 2006
HINES PRIVATE WEALTH SOLUTIONS LLC
January 2, 2004 - February 2, 2004
PERSHING LLC
April 14, 2003 - October 23, 2003
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 19, 2002 - February 26, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 23, 1996 - November 15, 2002
FEDERATED SECURITIES CORP.
June 2, 1995 - July 2, 1996
PRUDENTIAL EQUITY GROUP, LLC
September 25, 1993 - June 12, 1995
BA INVESTMENT SERVICES, INC.
September 17, 1991 - December 13, 1991
CITIGROUP GLOBAL MARKETS INC.
February 1, 1991 - August 20, 1991
CINCINNATI ANALYSTS, INC.
November 24, 1990 - December 11, 1990
CHATFIELD DEAN & CO., INC.
August 27, 1990 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/13/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
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