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Scott Fitzgerald Wright

CRD# 2087728·Registered 1990 - 2011
Barred: Scott Fitzgerald Wright was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Scott Fitzgerald Wright was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1990 - 2011. Scott had worked at 15 firms and has passed the Series 63, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

Past

CION SECURITIES, LLCPast·CRD# 15487
BD
New York, NY
November 8, 2010 - April 13, 2011
CCO CAPITAL, LLCPast·CRD# 31147
BD
Phoenix, AZ
May 19, 2008 - July 8, 2010
DIRECT CAPITAL SECURITIES, INC.Past·CRD# 29639
BD
Austin, TX
August 13, 2007 - January 4, 2008
EMPIRE SECURITIES CORPORATIONPast·CRD# 2826
BD
El Segundo, CA
July 28, 2006 - March 8, 2007
HINES PRIVATE WEALTH SOLUTIONS LLCPast·CRD# 128145
BD
Tiburon, CA
February 20, 2004 - June 16, 2006
PERSHING LLCPast·CRD# 7560
BD
Jersey City, NJ
January 2, 2004 - February 2, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLCPast·CRD# 8326
BD
Hartford, CT
April 14, 2003 - October 23, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATIONPast·CRD# 7110
BD
Columbus, OH
November 19, 2002 - February 26, 2003
FEDERATED SECURITIES CORP.Past·CRD# 5009
BD
Pittsburgh, PA
July 23, 1996 - November 15, 2002
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
June 2, 1995 - July 2, 1996
BA INVESTMENT SERVICES, INC.Past·CRD# 12965
BD
Oakland, CA
September 25, 1993 - June 12, 1995
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
September 17, 1991 - December 13, 1991
CINCINNATI ANALYSTS, INC.Past·CRD# 5478
BD
Cincinnati, OH
February 1, 1991 - August 20, 1991
CHATFIELD DEAN & CO., INC.Past·CRD# 14714
BD
Greenwood Village, CO
November 24, 1990 - December 11, 1990
THE STUART-JAMES COMPANY, INCORPORATEDPast·CRD# 11691
BD
Denver, CO
August 27, 1990 - November 30, 1990

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Current Firm

CS
CION SECURITIES, LLC

CION INVESTMENTS | OSPREY SECURITIES CORP. | ICON SECURITIES, LLC | ICON SECURITIES CORP. | ICON SECURITIES CORP | ICON INVESTMENTS | ICG SECURITIES CORP. | CION SECURITIES, LLC

CRD#: 15487 / SEC#: 8-32283
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

100 Park Avenue 25th Floor, New York, NY 10017

Mailing Address

100 Park Avenue 25th Floor, New York, NY 10017

Phone Number

(212) 418-4700

Established

Delaware since 01/02/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CION INVESTMENT GROUP, LLCMEMBER—
BURNS, WILLIAM JCHIEF COMPLIANCE OFFICER2058159
CROSSMAN, DOUGLAS SCHIEF EXECUTIVE OFFICER2749478
GATTO, MARKDIRECTOR—
HOPKINSON, JODI AVP COMPLIANCE2898349
REISNER, MICHAEL ADAMDIRECTOR—

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1990About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1995

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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