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KC

Karan Chopra

GREAT PACIFIC SECURITIES
Costa Mesa, CA 92626
Some features on this profile are disabled
CRD#: 2087691
KC

Professional summary

Karan Chopra, who also goes by Karan S Chopra, Karan Singh Chopra, Karanjeet Chopra, is a registered financial professional currently at GREAT PACIFIC SECURITIES located in Costa Mesa, California.

Karan is registered as a RR (Registered Representative) and started their career in finance in 1990. Karan has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Karan S Chopra | Karan Singh Chopra | Karanjeet Chopra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karan Chopra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 6, 2023 - Present

GREAT PACIFIC SECURITIES

Office #1: 151 Kalmus Drive, Building H8, Costa Mesa, CA 92626
BD
CRD#: 29251
Costa Mesa, CA
Past

September 22, 2020 - September 15, 2023

AMERICAN VETERANS GROUP, PBC

BD
CRD#: 291933
MELVILLE, NY
Past

August 4, 2016 - January 13, 2020

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
NEW YORK, NY
Past

July 9, 2014 - April 20, 2016

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

December 8, 2012 - January 7, 2014

C. L. KING & ASSOCIATES, INC.

BD
CRD#: 6183
ALBANY, NY
Past

June 21, 2011 - June 13, 2012

UNIFIED FINANCIAL SECURITIES, LLC

BD
CRD#: 7868
INDIANAPOLIS, IN
Past

July 29, 2009 - January 4, 2010

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

May 10, 2007 - March 10, 2009

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
CLEVELAND, OH
Past

September 21, 1990 - October 24, 1990

BROADWAY FINANCIAL INVESTMENT SERVICES CORP.

BD
CRD#: 23906

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/6/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 6/26/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/9/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm

GP
GREAT PACIFIC SECURITIES
GREAT PACIFIC FIXED INCOME SECURITIES, INC. | GREAT PACIFIC SECURITIES

CRD#: 29251 / SEC#: , 8-44398

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
151 Kalmus Drive, Building H8, Costa Mesa, CA 92626
Mailing Address
151 Kalmus Drive, Building H8, Costa Mesa, CA 92626
Phone number
(714) 619-3000
Established
California since 09/01/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VINCK, CHRISTOPHER VINCENTPRINCIPAL OPERATING OFFICER2447335
VINCK, CHRISTOPHER VINCENTTRADING2447335
VINCK, CHRISTOPHER VINCENTCEO2447335
VINCK, CHRISTOPHER VINCENTCCO2447335
ONESTO, RICHARD ERNESTPRINCIPAL FINANCIAL OFFICER, FINOP, AND CFO2453096

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT PACIFIC SECURITIES

CRD#: 29251Costa Mesa, CA 92626

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