MD
Michael J. De Pol
NPA ASSET MANAGEMENT
Fair Lawn, NJ 07410
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CRD#: 2087651
MD
Professional summary
Michael John De Pol, who also goes by Michael John Depol, Mike Depol, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Fair Lawn, New Jersey and BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC located in Fair Lawn, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53, Series 28, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael John Depol | Mike Depol
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES 2. DUALLY REGISTERED WITH NPA ASSET MANAGEMENT, LLC (04/2004) AND BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC (11/2012), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410 3. 66 SOUTH PARAMUS ROAD, PARAMUS NJ 07652, NON-INVESTMENT RELATED, LAND PURCHASE FOR THE PURPOSE OF DEVELOPING IN THE FUTURE (02/2016). 4. BILTMORE REALTY CAPITAL, LLC, START DATE 8/10/2022, REAL ESTATE MANAGEMENT OF COMMERICAL PROPERTY LOCATED AT 32-16 BROADWAY, 2ND FLOOR FAIRLAWN, NJ, 07410 MANAGING PROPERTY HOA & OVERSIGHT OF BOOKKEEPING, NO COMPENSATION EXCEPT FOR RENTAL INCOME.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John De Pol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2018 - Present
NPA ASSET MANAGEMENT, LLC
Office #1: 32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410RIA
CRD#: 131534
Fair Lawn, NJ
Current
January 18, 2018 - Present
BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC
Office #1: 32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410RIA
CRD#: 166617
Fair Lawn, NJ
Current
February 4, 1993 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
Office #1: 32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410BD
CRD#: 31029
Fair Lawn, NJ
Past
September 11, 2014 - December 31, 2017
BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC
RIA
CRD#: 166617
PARAMUS, NJ
Past
June 12, 2013 - December 31, 2013
BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC
RIA
CRD#: 166617
PARAMUS, NJ
Past
May 5, 2008 - June 15, 2015
ABRAMENKO & COMPANY, INC.
BD
CRD#: 21406
PARAMUS, NJ
Past
July 20, 2004 - December 31, 2017
NPA ASSET MANAGEMENT, LLC
RIA
CRD#: 131534
PARAMUS, NJ
Past
December 12, 1990 - February 10, 1993
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/23/2012)
RR
California(12/2/2020)
RR
Colorado(3/23/2006)
RR
Connecticut(5/6/1996)
RR
Florida(6/3/1996)
RR
Georgia(4/2/2009)
RR
Hawaii(10/7/2014)
RR
Maryland(4/2/1996)
RR
Massachusetts(3/27/1996)
RR
Nevada(5/13/2011)
RR
New Hampshire(8/21/2006)
RR
New Jersey(2/16/1993)
IAR
New Jersey(1/9/2018)
RR
New York(1/12/1993)
RR
North Carolina(4/2/2008)
RR
North Dakota(10/14/2024)
RR
Ohio(3/11/2004)
RR
Oklahoma(10/8/2024)
RR
Oregon(11/6/2024)
RR
Pennsylvania(5/17/1996)
IAR
Puerto Rico(1/31/2018)
RR
Rhode Island(8/26/2024)
RR
South Carolina(4/14/2011)
RR
South Dakota(11/14/2017)
RR
Tennessee(10/9/2024)
RR
Texas(1/9/2003)
RR
Vermont(4/23/2008)
RR
Virginia(8/23/2024)
RR
Wisconsin(10/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/31/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410
Mailing Address
Phone number
(201) 476-0029
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,855 |
| AUM (Assets Under Management) | $ 1,009,851,764 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
