Michael John De Pol
Professional Summary
Michael John De Pol, who also goes by Michael John Depol, Mike Depol, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Fair Lawn, New Jersey and BLUE POINT STRATEGIC WEALTH MANAGEMENT, LLC located in Fair Lawn, New Jersey. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 5 firms and has passed the Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael John Depol, Mike Depol
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
NPA ASSET MANAGEMENT, LLC
Contact Information
Main Address
32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410Phone Number
(201) 476-0029# of Employees
68SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,746AUM (Assets Under Management)
$1,064,773,417Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NPA ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(5/23/2012)
(12/2/2020)
(3/23/2006)
(5/6/1996)
(6/3/1996)
(4/2/2009)
(10/7/2014)
(4/2/1996)
(3/27/1996)
(5/13/2011)
(8/21/2006)
(2/16/1993)
(1/9/2018)
(1/12/1993)
(4/2/2008)
(10/14/2024)
(3/11/2004)
(10/8/2024)
(11/6/2024)
(5/17/1996)
(1/31/2018)
(8/26/2024)
(4/14/2011)
(11/14/2017)
(10/9/2024)
(1/9/2003)
(4/20/2026)
(4/23/2008)
(8/23/2024)
(10/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1990About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2005About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 1992About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John De Pol's CRS (Customer Relationship Summary).
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