David J. Cunningham

LW ADVISORS, L.L.C.

Des Moines, IA 50312

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CRD#: 2087624

Professional summary

David James Cunningham, CFP®, who also goes by Dave Cunningham, is a registered financial advisor currently at LW ADVISORS, L.L.C. located in Des Moines, Iowa.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Dave Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)INSURANCE; AGENT/REPRESENTATIVE; INSURANCE; START DATE:12/1/2009.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

May 11, 2015 - Present

LW ADVISORS, L.L.C.

Office #1: 2404 Forest Drive #240, Des Moines, IA 50312

RIA

CRD#: 177512

Des Moines, IA

Past

May 1, 2012 - May 11, 2015

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

DES MOINES, IA

Past

December 8, 2010 - May 12, 2015

HJN ADVISORS, LLP

RIA

CRD#: 154983

DES MOINES, IA

Past

December 1, 2009 - May 3, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

DES MOINES, IA

Past

December 1, 2009 - May 3, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DES MOINES, IA

Past

May 3, 1999 - December 13, 2005

LEGACY PLANNING GROUP

RIA

CRD#: 116898

DES MOINES, IA

Past

March 3, 1999 - December 15, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

DES MOINES, IA

Past

February 25, 1999 - December 15, 2009

LPL FINANCIAL LLC

CRD#: 6413

DES MOINES, IA

Past

October 3, 1990 - March 9, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 3, 1990 - March 9, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/31/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/1999

General Securities Principal Examination

Current Firm

LW ADVISORS, L.L.C.

CUNNINGHAM WEALTH MANAGEMENT, L.L.C. | MELAVE ADVISORS | LW ADVISORS, L.L.C. | LIVWEL ADVISORS | CUNNINGHAM, SMITH AND ASSOCIATES, LLC

CRD#: 177512 / SEC#:

Iowa

Registered Investment Advisory firm - (4/28/2015 Approved)

Texas

Registered Investment Advisory firm - (10/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2404 Forest Drive #240, Des Moines, IA 50312

Mailing Address

Phone number

(515) 446-2484

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 35,606,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David J. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

HJN ADVISORS, LLP

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

LEGACY PLANNING GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/1990

SIE

Date: 5/11/2015

Series 7

Date: 10/1/1990

Series 24

Date: 5/13/1999

Current Firm

LW ADVISORS, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LW ADVISORS, L.L.C.

TRUST BUT VERIFY

Contact information

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