Timothy P. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Kelly, who also goes by Timothy P Kelly, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 8 firms and has passed the Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1996 - April 1, 1997
CFG SECURITIES CORP.
June 13, 1995 - June 12, 1996
D H BRUSH & ASSOCIATES, INC.
February 16, 1994 - June 19, 1995
REPUBLIC SECURITIES, INC.
October 30, 1993 - February 26, 1994
CAPITAL BROKERAGE CORPORATION
June 15, 1993 - August 20, 1993
FIRST UNION BROKERAGE SERVICES, INC.
January 30, 1992 - July 13, 1992
SUNPOINT SECURITIES, INC.
February 6, 1991 - July 5, 1991
RETIREMENT INVESTMENT GROUP
October 4, 1990 - October 19, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CFG SECURITIES CORP.
CRD#: 10815 / SEC#: , 8-23066
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
