Kent D. Johnson

PTMA INVESTMENT ADVISORS

ALBERTVILLE, MN 55301

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CRD#: 2087421

Professional summary

Kent Donald Johnson is a registered financial advisor currently at PTMA INVESTMENT ADVISORS located in Albertville, Minnesota and PMA SECURITIES, LLC located in Albertville, Minnesota.

Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kent has worked at 3 firms and has passed the Series 66, SIE, Series 50, Series 7, Series 54 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rocky Mountain Elk Foundation; member; not investment related, Missoula, MT; volunteer in conservation organization; anticipated start date 12/2020; devote less than 20 hours per month to activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Donald Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2019 - Present

PTMA INVESTMENT ADVISORS

Office #1: 5298 Kyler Ave. Ne 2nd Floor, Albertville, MN 55301

RIA

CRD#: 301973

ALBERTVILLE, MN

Current

September 11, 1998 - Present

PMA SECURITIES, LLC

Office #1: 5298 Kyler Ave. Ne 2nd Floor, Albertville, MN 55301

CRD#: 30397

Albertville, MN

Past

January 13, 2014 - May 31, 2019

PRUDENT MAN ADVISORS, INC.

RIA

CRD#: 110022

ALBERTVILLE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PTMA INVESTMENT ADVISORS

PMA ASSET MANAGEMENT, LLC | PTMA INVESTMENT ADVISORS | PRUDENT MAN ADVISORS, LLC

CRD#: 301973 / SEC#: 801-115313

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(9/23/1998)

IAR

Minnesota
(5/31/2019)

South Dakota
(1/22/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 1/31/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 9/9/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 5/30/2019

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 24

Date: 3/15/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PTMA INVESTMENT ADVISORS

PMA ASSET MANAGEMENT, LLC | PTMA INVESTMENT ADVISORS | PRUDENT MAN ADVISORS, LLC

CRD#: 301973 / SEC#: 801-115313

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

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Contact information

Main Address

2135 Citygate Lane 7th Floor, Naperville, IL 60563

Mailing Address

Phone number

(630) 657-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PMA ASSET MANAGEMENT PART 2A 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	504
AUM (Assets Under Management)	$ 27,791,353,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kent D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Donald Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PMA SECURITIES, LLC

PRUDENT MAN ADVISORS, INC.

Primary Firm SEC Registration

PTMA INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/1998

SIE

Date: 10/1/2018

Series 50

Date: 1/31/2017

Series 7

Date: 9/9/1998

Series 54

Date: 5/30/2019

Series 24

Date: 3/15/1999

FINRA

Current Firm

PTMA INVESTMENT ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PTMA INVESTMENT ADVISORS

TRUST BUT VERIFY

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