Ronald J. Hodgkinson

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CRD#: 2087420

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald J Hodgkinson, who also goes by Ron Hodgkinson, Ronald James Hodgkinson, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1995. Ronald had worked at 16 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ron Hodgkinson | Ronald James Hodgkinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 21, 2019 - November 5, 2019

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

VENICE, FL

Past

March 30, 2018 - July 17, 2019

CORECAP ADVISORS

RIA

CRD#: 158819

Venice, FL

Past

November 8, 2017 - February 22, 2018

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

Port Charlotte, FL

Past

January 25, 2016 - October 19, 2017

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Port Charlotte, FL

Past

April 9, 2015 - December 15, 2015

VANN EQUITY MANAGEMENT LLC

RIA

CRD#: 174239

SARASOTA, FL

Past

April 10, 2014 - April 7, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

PORT CHARLOTTE, FL

Past

April 23, 2007 - July 11, 2013

USA INVESTMENTS & INSURANCE ADVISORS, INC.

RIA

CRD#: 143362

SARASOTA, FL

Past

October 26, 2005 - June 11, 2007

SICOR SECURITIES INC

RIA

CRD#: 16195

SARASOTA, FL

Past

October 13, 2005 - June 11, 2007

SICOR SECURITIES INC

CRD#: 16195

SARASOTA, FL

Past

June 5, 2002 - October 5, 2005

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

SARASOTA, FL

Past

May 22, 2002 - October 5, 2005

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Past

April 4, 2002 - June 11, 2002

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

SARASOTA, FL

Past

March 30, 2001 - May 31, 2002

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

February 14, 2001 - April 12, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

November 9, 2000 - February 6, 2001

SICOR SECURITIES INC

CRD#: 16195

DAYTON, OH

Past

March 11, 1998 - November 8, 2000

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

September 3, 1997 - February 27, 1998

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FOUNTAIN HILLS, AZ

Past

July 28, 1997 - August 6, 1997

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

February 1, 1995 - August 7, 1997

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/31/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald J. Hodgkinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CORECAP ADVISORS

BEDROCK INVESTMENT ADVISORS

ROYAL FUND MANAGEMENT, LLC

VANN EQUITY MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

USA INVESTMENTS & INSURANCE ADVISORS, INC.

SICOR SECURITIES INC

SICOR SECURITIES INC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

USALLIANZ SECURITIES, INC.

SICOR SECURITIES INC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BROOKLIGHT PLACE SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2002

Series 6

Date: 1/31/1995

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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