Thomas J. Houle

34 FINANCIAL

Watkinsville, GA 30677

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CRD#: 2087392

Professional summary

Thomas James Houle is a registered financial advisor currently at 34 FINANCIAL, LLC located in Watkinsville, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Houle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

34 FINANCIAL, LLC

Office #1: 2370 Elder Mill Rd, Watkinsville, GA 30677

RIA

CRD#: 329383

Watkinsville, GA

Past

November 8, 2021 - January 10, 2025

HB WEALTH

RIA

CRD#: 316731

ATLANTA, GA

Past

July 14, 2016 - November 21, 2021

HOMRICH BERG

RIA

CRD#: 108189

ATLANTA, GA

Past

September 10, 1990 - May 9, 2006

GOLDMAN SACHS & CO. LLC

CRD#: 361

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/2/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/6/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/2/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

34 FINANCIAL, LLC

34 FINANCIAL, LLC | TRG WEALTH MANAGEMENT | JNJ ADVISORS, LLC

CRD#: 329383 / SEC#:

Georgia

Registered Investment Advisory firm - (1/4/2024 Approved)

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Contact information

Main Address

2827 Peachtree Rd Suite 620, Atlanta, GA 30305

Mailing Address

Phone number

(404) 383-2100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Houle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Houle's CRS (Customer Relationship Summary).

Certified licenses

Experience

34 FINANCIAL, LLC

HB WEALTH

HOMRICH BERG

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2016

Series 63

Date: 9/18/1990

Series 3

Date: 11/2/1990

Series 7

Date: 9/6/1990

Series 8

Date: 4/2/1997

Current Firm

34 FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

34 FINANCIAL, LLC

TRUST BUT VERIFY

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