David L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lovette Jones, who also goes by David L Jones, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2016 - May 26, 2017
CHELSEA FINANCIAL SERVICES
October 3, 2015 - July 15, 2016
KOVACK SECURITIES INC.
September 3, 2010 - October 5, 2015
J.P. TURNER & COMPANY, L.L.C.
November 25, 2008 - September 3, 2010
JHS CAPITAL ADVISORS, LLC
August 5, 2002 - November 25, 2008
EMPIRE FINANCIAL GROUP, INC.
December 15, 1999 - August 5, 2002
FSC SECURITIES CORPORATION
December 15, 1999 - August 5, 2002
FSC SECURITIES CORPORATION
March 1, 1993 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
July 10, 1992 - March 11, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 2, 1990 - July 28, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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