Elliot D. Allswang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliot Daniel Allswang was a registered financial professional .
Elliot is a previously registered financial professional and started their career in finance in 1990. Elliot had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - March 13, 2023
EAST END WEALTH MANAGEMENT
August 6, 2013 - August 29, 2014
T3 TRADING GROUP, LLC
June 18, 2013 - June 25, 2013
G-2 TRADING,LLC
May 3, 2006 - January 7, 2008
OPUS TRADING FUND LLC
February 2, 1996 - March 23, 2004
SCHONFELD SECURITIES, LLC
December 5, 1990 - February 2, 1996
METROPOLITAN LIFE INSURANCE COMPANY
December 5, 1990 - February 2, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
EAST END WEALTH MANAGEMENT
CRD#: 160261 / SEC#: 801-125971
Contact information
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 18,718,726 |
Red Flags
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