Marc C. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Clinton Davis, CFP® was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1990. Marc had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
January 11, 2023 - November 21, 2024
HOYLECOHEN, LLC
January 4, 2011 - January 13, 2023
DAVIS & SEILEY WEALTH MANAGEMENT, INC.
January 3, 2011 - November 3, 2016
PURSHE KAPLAN STERLING INVESTMENTS
September 6, 2001 - January 25, 2011
LPL FINANCIAL LLC
August 15, 2001 - January 25, 2011
LPL FINANCIAL LLC
January 24, 1996 - June 11, 1997
WATERSTONE FINANCIAL GROUP, INC.
August 27, 1990 - January 28, 1994
METROPOLITAN LIFE INSURANCE COMPANY
August 27, 1990 - January 28, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOYLECOHEN, LLC
CRD#: 141125 / SEC#: 801-67037
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,427 |
| AUM (Assets Under Management) | $ 3,430,171,657 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/06/2024 | ||
| 01/29/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
