Scott M. Ree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Ree was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1990. Scott had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2020 - June 6, 2022
CRAIG-HALLUM CAPITAL GROUP LLC
April 17, 2018 - January 7, 2020
FIRST LIGHT ASSET MANAGEMENT, LLC
March 18, 1999 - September 11, 2017
PIPER SANDLER & CO.
March 2, 1998 - June 24, 1999
RBC CAPITAL MARKETS, LLC
July 27, 1993 - March 2, 1998
DAIN RAUSCHER INCORPORATED
July 19, 1993 - August 3, 1993
HAMILTON INVESTMENTS, INC.
October 26, 1992 - July 19, 1993
CRAIG-HALLUM, INC.
October 26, 1990 - November 3, 1992
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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