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LF

Lewis B. Fisher

L. B. FISHER & COMPANY
DALLAS, TX 75248
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CRD#: 208675
LF

Professional summary


Lewis Byron Fisher JR is a registered financial professional currently at L. B. FISHER & COMPANY located in Dallas, Texas.

Lewis is registered as a RR (Registered Representative) and started their career in finance in 1972. Lewis has worked at 4 firms and has passed the Series 99TO, Series 7TO, Series 57TO, Series 52TO, SIE, Series 55, Series 1, Series 53, Series 24, Series 14, Series 27, Series 4, F04 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lewis Byron Fisher JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 3, 1976 - Present

L. B. FISHER & COMPANY

Office #1: 16924 Preston Bend Drive, Dallas, TX 75248Office #2: 16924 Preston Bend Drive, Dallas, TX 75248
BD
CRD#: 7306
DALLAS, TX
Past

August 14, 1984 - May 30, 1986

BOARDROOM SECURITIES CORPORATION

BD
CRD#: 14859
Past

February 4, 1975 - February 17, 1977

ROTAN MOSLE INC.

BD
CRD#: 727
Past

August 9, 1972 - March 20, 1975

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/23/1983)

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 12/29/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 1
Date: 8/7/1972
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
F04
Date: 10/20/1976
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 10/12/1976
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm


LB
L. B. FISHER & COMPANY
L. B. FISHER & COMPANY

CRD#: 7306 / SEC#: , 8-21023

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
16924 Preston Bend Drive, Dallas, TX 75248
Mailing Address
16924 Preston Bend Drive Suite 3050, Dallas, TX 75248
Phone number
(972) 733-4800
Established
Texas since 08/08/1976
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FISHER, LEWIS BYRON JRPRESIDENT AND TREASURER, CCO208675
FISHER, STEPHEN GREGORYVICE PRESIDENT AND SECRETARY830869

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


L. B. FISHER & COMPANY

CRD#: 7306Dallas, TX 75248

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