Michael J. Ciuffo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Ciuffo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2010 - May 31, 2013
SIKICH CORPORATE FINANCE LLC
April 14, 2009 - October 1, 2010
CROSS POINT CAPITAL LLC
May 9, 2006 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
September 5, 2003 - April 28, 2006
B. RILEY SECURITIES, INC.
July 1, 2003 - September 4, 2003
WELLS FARGO SECURITIES, LLC
August 17, 2001 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 4, 1995 - April 16, 2001
BANC OF AMERICA SECURITIES LLC
February 10, 1994 - March 9, 1995
CITIGROUP GLOBAL MARKETS INC.
July 26, 1993 - February 9, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SIKICH CORPORATE FINANCE LLC
CRD#: 149024 / SEC#: , 8-68096
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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