RA
Ron Adelstein
COLORADO FINANCIAL SERVICE
Red Bank, NJ 07701
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CRD#: 2086539
RA
Professional summary
Ron Adelstein is a registered financial advisor currently at COLORADO FINANCIAL SERVICE CORPORATION located in Red Bank, New Jersey.
Ron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Ron has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RGA WEALTH MANAGEMENT INC. 157 BROAD STREET SUITE 313, RED BANK NJ 07701 / INVESTMENT RELATED DBA S CORP SINCE AUG 2008 / OWNER / 100% OF TIME DEVOTED DURING MARKET HOURS. 2) LSA FITNESS CORP / OWNER / 33 RAVINE ROAD, RED BANK NJ 07701 / NOT INVESTMENT RELATED / NON MARKET HOURS. 3) SAFEGUARD MUTUAL INC. INSURANCE RELATED DBA FOR FINAL EXPENSE INSURANCE/157 BROAD STREET SUITE 313, RED BANK NJ 07701/10% OF TIME DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Ron Adelstein's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ron Adelstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2012 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #1: 157 Broad Street Suite 313, Red Bank, NJ 07701RIA
BD
CRD#: 104343
Red Bank, NJ
Current
June 20, 2012 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #1: 157 Broad Street Suite 313, Red Bank, NJ 07701RIA
BD
CRD#: 104343
Red Bank, NJ
Past
November 23, 2009 - June 20, 2012
BROOKSTONE SECURITIES, INC.
RIA
CRD#: 13366
RED BANK, NJ
Past
October 20, 2009 - June 20, 2012
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
RED BANK, NJ
Past
September 9, 2008 - October 2, 2009
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
REDBANK, NJ
Past
August 27, 2008 - October 2, 2009
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
REDBANK, NJ
Past
October 10, 2001 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
BD
CRD#: 14569
RED BANK, NJ
Past
February 26, 1998 - October 19, 2001
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
February 2, 1998 - February 11, 1998
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Past
September 10, 1997 - February 15, 1998
R.D. WHITE & CO., INC.
BD
CRD#: 7011
NEW YORK, NY
Past
January 14, 1997 - September 10, 1997
GLOBAL CAPITAL MARKETS, LLC
BD
CRD#: 16191
MELVILLE, NY
Past
December 24, 1996 - February 6, 1997
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
December 18, 1996 - January 4, 1997
BILTMORE SECURITIES, INC.
BD
CRD#: 25023
FT. LAUDERDALE, FL
Past
July 10, 1996 - December 18, 1996
STRATTON OAKMONT INC.
BD
CRD#: 18692
LAKE SUCCESS, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/12/2013)
RR
Arizona(11/7/2012)
RR
California(6/20/2012)
RR
Colorado(7/24/2013)
RR
Florida(1/16/2013)
RR
Georgia(7/19/2013)
RR
Indiana(7/19/2013)
RR
Kansas(7/23/2013)
RR
Louisiana(6/20/2012)
RR
Maryland(7/22/2013)
RR
Massachusetts(7/23/2013)
RR
Michigan(7/31/2013)
RR
Minnesota(7/22/2013)
RR
Missouri(7/24/2013)
RR
New Jersey(6/21/2012)
IAR
New Jersey(7/10/2012)
RR
New York(9/5/2012)
RR
North Carolina(6/20/2012)
RR
Ohio(6/20/2012)
RR
Oklahoma(7/24/2013)
RR
Pennsylvania(7/16/2013)
RR
South Carolina(7/19/2013)
RR
South Dakota(5/3/2016)
RR
Texas(6/25/2012)
RR
Virgin Islands(6/14/2013)
RR
Virginia(6/20/2012)
RR
Wisconsin(7/19/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COLORADO FINANCIAL SERVICE CORPORATION
COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.
CRD#: 104343 / SEC#: 801-76716, 8-52817
RIA
Registered Investment Advisory firm - SEC (8/8/2013 Terminated)Alaska
Registered Investment Advisory firm - SEC (5/7/2024 Approved)Arizona
Registered Investment Advisory firm - SEC (9/25/2017 Approved)California
Registered Investment Advisory firm - SEC (7/30/2013 Approved)Colorado
Registered Investment Advisory firm - SEC (7/24/2013 Approved)Florida
Registered Investment Advisory firm - SEC (4/23/2013 Approved)Louisiana
Registered Investment Advisory firm - SEC (8/14/2023 Approved)Maryland
Registered Investment Advisory firm - SEC (3/24/2022 Terminated)Montana
Registered Investment Advisory firm - SEC (2/3/2017 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/29/2013 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/4/2023 Approved)Ohio
Registered Investment Advisory firm - SEC (5/19/2017 Approved)Oregon
Registered Investment Advisory firm - SEC (6/4/2021 Approved)South Carolina
Registered Investment Advisory firm - SEC (1/3/2018 Approved)Texas
Registered Investment Advisory firm - SEC (7/14/2023 Approved)Washington
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Wyoming
Registered Investment Advisory firm - SEC (1/31/2025 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
188 Inverness Drive West Ste 100, Centennial, CO 80112
Mailing Address
188 Inverness Drive West Suite 100, Centennial, CO 80112
Phone number
(303) 962-7267
Established
Colorado since 06/13/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
38
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | |
| FELDMAN, KEITH MITCHELL | MUNICIPAL SECURITIES PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | OPTIONS PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS | 1308772 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| HEBERT, CHESTER JOSEPH | CHIEF COMPLIANCE OFFICER | 1678446 |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | COMPLIANCE OFFICER | 6952982 |
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 68,471,136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
