Andrew Marcsok
Professional summary
Andrew Marcsok Jr, who also goes by Andrew Marcsok Jr, Andrew Marcsok, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Windsor, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1990. Andrew has worked at 8 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Marcsok Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095January 19, 2023 - May 12, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 4, 2021 - December 21, 2021
EMPOWER FINANCIAL SERVICES, INC.
November 10, 2016 - January 4, 2021
MML DISTRIBUTORS, LLC
June 7, 2011 - June 17, 2014
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 29, 2008 - March 12, 2010
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 27, 1998 - February 29, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
October 26, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 26, 1990 - June 6, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/30/2024
Operations Professional ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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